PLI - Understanding the Securities Laws 2018

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Registration Options

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TypeTitleStartEndCLEPrice
Mechanicsburg
PBI Conference Center
5080 Ritter Road, Rossmoyne Exit, Rt. 15, Mechanicsburg PA, 17055
STARTThu., Jul. 19, 2018
9:00 AM
ENDFri., Jul. 20, 2018
4:30 PM
CLE 10 sub/2 eth PRICE $1,895.00
Philadelphia
The CLE Conference Center
Wanamaker Building, 10th Floor, Suite 1010, Philadelphia PA, 19107
STARTThu., Jul. 19, 2018
9:00 AM
ENDFri., Jul. 20, 2018
4:30 PM
CLE 10 sub/2 eth PRICE $1,895.00
Pittsburgh
PBI Professional Development Center
Heinz 57 Center, 339 Sixth Avenue, 7th Fl., Pittsburgh PA, 15222
STARTThu., Jul. 19, 2018
9:00 AM
ENDFri., Jul. 20, 2018
4:30 PM
CLE 10 sub/2 eth PRICE $1,895.00

About

Whether you are new to the field or seeking a quick refresher or an update, this is the securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners as well as SEC staff. Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act, the Dodd-Frank Act, the JOBS Act, the securities related provisions of the FAST Act, related SEC regulations and significant legislative and regulatory changes and proposals.

Our expert faculty will show how securities lawyers can solve practical problems that arise in the context of public and private offerings, SEC reporting, mergers and acquisitions and other common corporate transactions.

What You Will Learn:

  • How the integrated disclosure system and the regulatory scheme work as a whole, including annual reporting obligations and common triggers of the “duty to disclose”
  • Issues related to registering securities under the Securities Act, including the advantages and disadvantages of “going public”
  • Exchange Act reporting on Forms 10-K, 10-Q and 8-K
  • Issues relating to proxy solicitation in an age of corporate activism, including key takeaways from initial pay ratio disclosures
  • Securities law issues confronting corporate executives and officers
  • Securities offerings that are exempt from Securities Act registration, including private placements, Regulation A+ offerings and crowdfunding
  • Liabilities that exist for securities law violations, including insider trading
  • Securities law issues triggered by M&A and other strategic transactions

Faculty

No speakers have been associated with this event.
Faculty may vary by location.
PBI reserves the right to substitute speakers at all programs.
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