PLI - Private Fund Regulatory Developments & Compliance Challenges 2019

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Registration Options

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TypeTitleStartEndCLEPrice
Mechanicsburg
PBI Conference Center
5080 Ritter Road, Rossmoyne Exit, Rt. 15, Mechanicsburg PA, 17055
STARTThu., Jan. 31, 2019
1:00 PM
ENDThu., Jan. 31, 2019
5:15 PM
CLE 3.5 sub/0 eth PRICE $895.00
Philadelphia
The CLE Conference Center
Wanamaker Building, 10th Floor, Suite 1010, Philadelphia PA, 19107
STARTThu., Jan. 31, 2019
1:00 PM
ENDThu., Jan. 31, 2019
5:15 PM
CLE 3.5 sub/0 eth PRICE $895.00
Pittsburgh
PBI Professional Development Center
Heinz 57 Center, 339 Sixth Avenue, 7th Fl., Pittsburgh PA, 15222
STARTThu., Jan. 31, 2019
1:00 PM
ENDThu., Jan. 31, 2019
5:15 PM
CLE 3.5 sub/0 eth PRICE $895.00

About

PLI’s Private Fund Regulatory Developments and Compliance Challenges carries on a tradition as one of PLI’s first programs of the new year to review the private fund regulatory landscape, offering a first look at what the balance of the calendar will bring. Led by an expert faculty of private fund in-house counsel and leading firm lawyers, the discussion is always lively and informative.

The 2019 program starts with a review of derivatives-related compliance challenges, including an overview of the NFA’s 2019 hot button issues along with recent enforcement actions. The agenda also includes a practical discussion among private fund general counsel and the issues they grapple with now and are anticipating in the near future. Finally, an in-depth analysis of the major compliance challenges for SEC-regulated funds rounds out the program. Examination priorities will be addressed, along with many recurring compliance concerns, such as valuation and marketing.


What You Will Learn

Review recent private fund enforcement actions and proposed regulation
Hear about current NFA exams and CFTC enforcement actions
Discover the NFA’s 2019 Hot Button issues
Discuss in-house counsel concerns including digital assets, cybersecurity and electronic communications
Learn the SEC’s 2019 private fund examination priorities
Discuss performance marketing and advertising

Faculty

No speakers have been associated with this event.
Faculty may vary by location.
PBI reserves the right to substitute speakers at all programs.
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