PLI - ERISA Fiduciary Investment Basics 2019

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Registration Options

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TypeTitleStartEndCLEPrice
Mechanicsburg
PBI Conference Center
5080 Ritter Road, Rossmoyne Exit, Rt. 15, Mechanicsburg PA, 17055
STARTMon., Mar. 18, 2019
9:00 AM
ENDMon., Mar. 18, 2019
5:00 PM
CLE 5.5 sub/1 eth PRICE $1,850.00
Philadelphia
The CLE Conference Center
Wanamaker Building, 10th Floor, Suite 1010, Philadelphia PA, 19107
STARTMon., Mar. 18, 2019
9:00 AM
ENDMon., Mar. 18, 2019
5:00 PM
CLE 5.5 sub/1 eth PRICE $1,850.00
Pittsburgh
PBI Professional Development Center
Heinz 57 Center, 339 Sixth Avenue, 7th Fl., Pittsburgh PA, 15222
STARTMon., Mar. 18, 2019
9:00 AM
ENDMon., Mar. 18, 2019
5:00 PM
CLE 5.5 sub/1 eth PRICE $1,850.00

About

This course provides an introduction to the basics of ERISA fiduciary law using a case study vehicle. At this year’s program, you will learn about the principal issues in ERISA’s regulation of plan investments through a case study of a hypothetical plan asset hedge fund exploring entry in the plan marketplace and a plan investor considering such an alternative investment. The program will also utilize a hypothetical fiduciary training session to provide an introduction to the core ERISA fiduciary issues applicable to defined contribution plans. The final session on ethical considerations relating to ERISA plans adopts a similar interactive approach.

What You Will Learn
ERISA basics: terminology; structure of ERISA and the Code; fiduciary standards; prohibited transactions and the exemption process; ERISA liability, indemnification and fiduciary liability insurance
ERISA landscape fundamentals for financial institutions and advisors, including the lasting impact of the rejected fiduciary regulation
Financial products and prohibited transaction exemptions — considerations and sample transactional analysis
Through a mock fiduciary training session, the ERISA fundamentals applicable to 401(k) and other defined contribution plans
Checklist of ERISA considerations in making an investment in alternative investments
Ethical considerations for the ERISA practitioner

Faculty

No speakers have been associated with this event.
Faculty may vary by location.
PBI reserves the right to substitute speakers at all programs.
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