PLI - The Volcker Rule 2019: What it Means for Financial Institutions & Markets

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Registration Options

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TypeTitleStartEndCLEPrice
Mechanicsburg
PBI Conference Center
5080 Ritter Road, Rossmoyne Exit, Rt. 15, Mechanicsburg PA, 17055
STARTThu., May. 02, 2019
9:00 AM
ENDThu., May. 02, 2019
5:00 PM
CLE 6 sub/0 eth PRICE $1,850.00
Philadelphia
The CLE Conference Center
Wanamaker Building, 10th Floor, Suite 1010, Philadelphia PA, 19107
STARTThu., May. 02, 2019
9:00 AM
ENDThu., May. 02, 2019
5:00 PM
CLE 6 sub/0 eth PRICE $1,850.00
Pittsburgh
PBI Professional Development Center
Heinz 57 Center, 339 Sixth Avenue, 7th Fl., Pittsburgh PA, 15222
STARTThu., May. 02, 2019
9:00 AM
ENDThu., May. 02, 2019
5:00 PM
CLE 6 sub/0 eth PRICE $1,850.00

About

Our Volcker Rule program began as a primer on section 619 of the Dodd-Frank Act and how financial institutions were responding to the final rule. In the five years since, the program has evolved to include more practical lesson points and an even broader range of legal perspectives to draw from, making this program a leader of its kind on the topic.

Lawyers and compliance professionals in the domestic and international banking industry operating within the Volcker Rule’s purview should find this program helpful.

Topics Include

  • How regulators are providing and coordinating advice on the Rule
  • Consequences of non-compliance
  • How examinations are proceeding and the issues identified
  • Organization and operation of a permitted fund
  • What proprietary trading the Volcker Rule permits
  • Administering and improving Volcker compliance programs
  • Preparing for compliance examinations
  • Operational issues for foreign banks
  • CEO attestation

Faculty

No speakers have been associated with this event.
Faculty may vary by location.
PBI reserves the right to substitute speakers at all programs.
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