PLI - Enforcement 2019: Perspectives from Government Agencies

Choose option(s) from grid below and click "Register".

Registration Options

Make your selection and click the Register button above.
TypeTitleStartEndCLEPrice
Mechanicsburg
PBI Conference Center
5080 Ritter Road, Rossmoyne Exit, Rt. 15, Mechanicsburg PA, 17055
STARTWed., May. 08, 2019
9:00 AM
ENDWed., May. 08, 2019
5:00 PM
CLE 5 sub/1 eth PRICE $1,850.00
Philadelphia
The CLE Conference Center
Wanamaker Building, 10th Floor, Suite 1010, Philadelphia PA, 19107
STARTWed., May. 08, 2019
9:00 AM
ENDWed., May. 08, 2019
5:00 PM
CLE 5 sub/1 eth PRICE $1,850.00
Pittsburgh
PBI Professional Development Center
Heinz 57 Center, 339 Sixth Avenue, 7th Fl., Pittsburgh PA, 15222
STARTWed., May. 08, 2019
9:00 AM
ENDWed., May. 08, 2019
5:00 PM
CLE 5 sub/1 eth PRICE $1,850.00

About

The Trump administration will continue to bring unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This unique program now in its ninth year brings together panels of senior staff from the various enforcement and regulatory agencies. Over the years these agencies have included the U.S. Commodity Futures Trading Commission, FINRA, New York State Department of Financial Services, U.S. Securities and Exchange Commission, U.S. Attorney’s Office, U.S. Department of the Treasury, U.S. Department of Justice, U.S. Department of State, Public Company Accounting Oversight Board, and Consumer Financial Protection Bureau. Moderated by law firm enforcement practitioners, the panels will discuss agency priorities, how the agencies are working together, and offer best practices for working with the government in today’s continually changing enforcement environment.

What You Will Learn

  • Enforcement priorities of Federal and State regulators and law enforcers
  • New developments in swaps and derivatives law and regulation
  • How to work with law enforcement during a cybersecurity event
  • Issues faced by retail investors
  • The latest policy developments

Faculty

No speakers have been associated with this event.
Faculty may vary by location.
PBI reserves the right to substitute speakers at all programs.
10641