• Simulcast - PLI

PLI - Financial Services RegTech & Regulatory Compliance Forum 2019

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Registration Options

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TypeTitleStartEndCLEPrice
Mechanicsburg
PBI Conference Center
5080 Ritter Road, Rossmoyne Exit, Rt. 15, Mechanicsburg PA, 17055
STARTThu., Nov. 21, 2019
9:00 AM
ENDThu., Nov. 21, 2019
4:15 PM
CLE 5.5 sub/1 eth PRICE $1,850.00
Philadelphia
The CLE Conference Center
Wanamaker Building, 10th Floor, Suite 1010, Philadelphia PA, 19107
STARTThu., Nov. 21, 2019
9:00 AM
ENDThu., Nov. 21, 2019
4:15 PM
CLE 5.5 sub/1 eth PRICE $1,850.00
Pittsburgh
PBI Professional Development Center
Heinz 57 Center, 339 Sixth Avenue, 7th Fl., Pittsburgh PA, 15222
STARTThu., Nov. 21, 2019
9:00 AM
ENDThu., Nov. 21, 2019
4:15 PM
CLE 5.5 sub/1 eth PRICE $1,850.00

About

Financial services firms’ corporate compliance programs continue to be under intense regulatory scrutiny and face immense challenges brought upon by the FinTech revolution. Many new rules have been issued which impact the manner in which financial services firms operate. At the same time, these programs have to adapt to financial services regulators’ collection and analysis of a wide variety of data to help inform policy and to detect problematic behavior. At this program, attendees will get a solid foundation about the relevant regulatory framework, as well as practical considerations regarding the design and implementation of such programs. A distinguished faculty of practitioners and regulators will review the major regulations and current examination and enforcement actions to give attendees a multi-faceted perspective on requirements and best practices in this area.

What You Will Learn

  • What are the important RegTech initiatives impacting financial services compliance programs?
  • Who are the primary regulators, how do they apply data analytics, and what can we learn from recent enforcement activity?
  • Learn about today’s hot topics being addressed by corporate compliance programs
  • Find out which practical aspects should be considered when integrating a compliance and risk program
  • Explore the major legal issues facing counsel advising financial services compliance programs
Practice Areas

Faculty

No speakers have been associated with this event.
Faculty may vary by location.
PBI reserves the right to substitute speakers at all programs.
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