• Course Book

SEC Investigations and Enforcement

Available: In Stock
Price: $69.00
Item Code: 08713-BK


Discover the ins and outs of how to prepare and handle investigations and enforcement proceedings initiated by the U.S. Securities and Exchange Commission. Gain the tips and tricks you need to successfully help your clients.

Summary of Contents

Securities and Exchange Commission Enforcement Manual
SEC Investigations and Enforcement: A Practitioner’s Guide
Supplemental Information and Forms

Published: 1/1/2015
Pages: 186
Size: 8.5x11