• On-Demand Video

The Continuing Disclosure Landscape in Municipal Finance

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On-Demand Video

---------- CLE 1 sub/0 eth PRICE Regular: $49.00
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Both the Securities and Exchange Commission and the Municipal Securities Rulemaking Board require municipal issuers to make specific disclosures and to file documents of various types with the MSRB. Under SEC Rule 15c2-12, an underwriter may not market municipal bonds unless it obtains a written commitment – a Continuing Disclosure Certificate or Agreement – from the municipal issuer to make annual filings and certain other filings of significant events. In recent years, this continuing disclosure obligation has been subject to enhanced scrutiny by the SEC. This session will review the obligations of municipal issuers under Rule 15c2-12, recent SEC enforcement actions and best practices municipal issuers should consider in light of this continuing disclosure obligation.
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