• On-Demand Video

Securities Enforcement & Litigation Forum

Current developments in an ever-evolving industry

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On-Demand Video

---------- CLE 2 sub/1 eth PRICE Regular: $249.00
New Attorney: $125.00
Subscribers Pay: $0.00


Join PBI for this annual Forum focusing on the state of the law and proposed developments in the constantly changing federal securities arena.

Drawing on extensive knowledge, trial experience and expertise in the securities industry, leading securities and corporate counsel explore the top developments in the securities litigation and enforcement fields.  

Developments stemming from the Covid-19 pandemic and the change in administration tie in with ongoing securities-related lawsuits observed in recent years to provide an overview of the industry, including securities class and stockholder derivative actions, insider trading lawsuits, and government actions.

Learn from a panel that includes a federal judge, the Associate Director of the SEC’s Philadelphia office, industry experts and leading private practitioners, as they work through the elements of a hypothetical designed to supplement the discussion.

SEC enforcement initiatives and actions

  • ESG
  • Cryptocurrency
  • FCPA Enforcement
  • Insider Trading
  • Whistleblower program

Class action and derivative litigation developments

  • Pharmaceutical and biotechnology companies

Criminal aspects of the securities laws

  • Investment fraud

All attendees will receive the course book as a digital download. A printed copy of the course book is available, at a discount to attendees, for $40. Additional copies are available at full price. If you wish to purchase the printed version of the course book, please call PBI Customer Service at 800-932-4637. Printed versions of the course book will not be distributed at the course; please allow up to two weeks after the program for the printed versions of the course book to be shipped.

Recorded in August 2021.

Practice Areas


Hon. Michael M. Baylson U.S. District Court for the Eastern District of Pennsylvania
Jay A. Dubow Esq. Troutman Pepper Hamilton Sanders LLP (Phila)
Richard A. Levan Esq. Levan Legal LLC
Lisa M. Port Esq. Kessler Topaz Meltzer Check LLP
Catherine M. Recker Esq. Welsh & Recker
Laura E. Simmons Ph.D. Cornerstone Research
Scott A. Thompson Esq. US Securities & Exchange Commission (Phila)
Faculty may vary by location.
PBI reserves the right to substitute speakers at all programs.
©2023 Pennsylvania Bar Association. All rights reserved unless otherwise provided in a separate agreement. Unauthorized use, duplication, republication or redistribution of this material is strictly prohibited without the prior express written consent of the Pennsylvania Bar Association.